In August of 2016, the SEC adopted the proposed amendments to the Investment Advisers Act, in addition to the investment adviser registration and reporting form, commonly known as Form ADV. These changes were designed to provide the public with additional information and disclosures, help investment advisers have more efficient reporting, and allow the SEC to better monitor industry risk. In addition, these changes will better reflect changes from the Fixing America’s Surface Transportation Act (FAST) of 2015, which had already amended the Advisers Act. These amendments became effective October 1, 2017.
Amendments to Investment Advisers Act
By admin | 05/11/2018 | 7:02 am ET